Ronald E. Heakins
Ronald E. Heakins, born in 1952, attended Penn State University and has been in the investment services business since 1981. He is our President and Portfolio Manager. Ron was previously employed with UBS PaineWebber as a Securities Broker, Account Vice President, and Branch Manager. He is an Accredited Investment Fiduciary Analyst (AIFA), a Certified Regulatory Compliance Professional, and serves as an arbitrator for FINRA. He has completed the "Wharton Private Wealth Management Professional Track Program" offered through The Wharton School at the University of Pennsylvania, and been authorized as an instructor by the Pennsylvania State Board of Accountancy to teach CPE credit course relevant to compliance issues in the securities industry to registered Pennsylvania CPAs. In 2022 he was also voted a "Five Star Wealth Manager" by Five Star Professional for the tenth time.
Jason D. Heakins
Jason D. Heakins, born in 1987, studied at the University of Pittsburgh and majored in Philosophy. Jason has worked as data analyst for OakTree sporadically since 2003. During that time he acquired experience on over 250+ securities arbitration and litigation cases. In April of 2012 after passing his Series 65 Investment Advisory Law Exam he was elected Vice President and began managing client’s investment portfolios in addition to working on arbitration cases. Since then he has focused on an expertise in Technical Analysis while achieving certificates in Fusion Analysis from the NY Institute of Finance, Financial Accounting from Wharton School of Business, and a Certification in Business and Financial Modeling from the University of Pennsylvania.
Please go to the Contact page to request a copy of our ADV Part II (A document that contains pertinent information about a registered investment advisor and acts as a disclosure document for clients of the business. It includes information such as the services we provide and the fees we charge); or, Background information on our portfolio manager.